Additional Reading
Quarterly Newsletters
Every quarter, we publish a newsletter with our thoughts on the market, financial planning strategies and other topics. Below are some of our newsletters.
To sign up for our quarterly newsletter to be delivered to your inbox, click here.
Form ADV Part 2
Form ADV is divided into two parts. The first part discloses specific information about a Registered Investment Advisor that is important to regulators (name, number of employees, form of the organization, nature of the business, etc.). The second part acts as a disclosure document for clients of the business and includes information such as services provided and fees levied, whether the investment advisor acts as a broker-dealer and transacts securities, and so on.
The Seven Roles of an Advisor
Financial Advisors wear several hats and it is important to look for an advisor that can wear all of them. In this article, Jim Parker of Dimensional Fund Advisors covers the essential skill sets of a good financial advisor.
